Taxmann Registrars to an Issue and Share Transfer Agents – Mutual Funds by NISM – Edition December 2021

Registrar to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations in the mutual fund R&T function, to enable better quality investor service, operational process efficiency and risk controls.

It also aims to enhance the quality of sales and distribution and enable better quality investor services.

This book covers all important aspects such as:

• The basic understanding of the Indian securities markets
• Role and function of RTA in mutual fund issuance & transaction process
• The regulatory environment in which the RTAs operate in India.

The Present Publication is the June 2021 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrar to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:

• [Know the Basics] of securities and securities markets
• [Understand] the role and functions of RTA in the mutual fund issuance & transaction process
• [Know the Regulatory Environment] in which RTAs operate in India

The detailed contents of the book are as follows:

• Introduction to Securities
• Characteristics of Equity Shares
• Characteristics of Debt Securities
• Characteristics of Other Securities
• SEBI – Role and Functions
• Basics of Registrars and Transfer Agents
• Registrar and Transfer Agent Regulations
• Basics of Mutual Funds
• Mutual Fund Structure and Constituents
• Mutual Fund Products
• Operational Concepts of Mutual Funds
• Investors in Mutual Funds
• Banking Operations in Mutual Funds
• Financial Transactions
• Non-Financial Transactions