Bloomsbury’s SEBI Manual 2021 (2 Volumes) (Updated until 3rd of Jan, 2021) – 3rd Edition January 2021.

●     Ready Referencer including:

–       Topic wise listing with related Regulations, Circulars & Master Circulars.

–       List of Regulations, Rules, Circulars, Master Circulars & Notifications.

●     Complete coverage of SEBI Laws including Acts, Rules & Regulations.

●     Covers circulars for the years 2018, 2019 and 2020.

●     All applicable Master Circulars, Circulars of the period 1992 till 2017 & other important content available at online link http://bit.ly/SEBImanual.

●     Book structured to locate relevant information easily.
Amendments
●     Includes SEBI (Portfolio Managers) Regulations, 2020 suppressing SEBI (Portfolio Manager) Regulations, 1993.

●     All the SEBI Regulations are updated till 3 January 2021.

●     SEBI (Regulatory Sandbox) (Amendment) Regulations, 2020 incorporated within relevant Regulations.

●     Important COVID-19 notifications are included in this book.

Covering:

Volume 1

Referencer-

1.     Bird’s Eye view of SEBI Laws

2.     List of Regulations

3.     List of Rules

4.     List of Circulars

5.     List of Master Circulars

6.     List of Notifications

Division I – Acts & Allied Laws

1.     Securities and Exchange Board of India (SEBI) Act, 1992

2.     Securities Contracts (Regulation) Act, 1956

3.     Securities Contracts (Regulation) Rules, 1957

4.     Depositories Act, 1996

Division II – Part I – Regulations under Securities Exchange Board of India Act, 1992

1.     SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018

2.     SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

3.     SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011

4.     SEBI (Buy-Back of Securities) Regulations, 2018

5.     SEBI (Delisting of Equity Shares) Regulations, 2009

6.     SEBI (Issue of Sweat Equity) Regulations, 2002

7.     SEBI (Issue & Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013

8.     SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008

8A.  SEBI (Issue and Listing of Debt Securities) Regulations, 2008

9.     SEBI (Share Based Employee Benefits) Regulations, 2014

10.  SEBI (Prohibition of Insider Trading) Regulations, 2015

11.  SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

12.  SEBI (Settlement Proceedings) Regulations, 2018

13.  SEBI (Mutual Funds) Regulations, 1996

14.  SEBI (Alternative Investment Funds) Regulations, 2012

15.  SEBI (Real Estate Investment Trusts) Regulations, 2014

16.  SEBI (Infrastructure investment Trusts) Regulations, 2014

17.  SEBI (Debenture Trustees) Regulations, 1993

18.  SEBI (Portfolio Manager) Regulations, 1993

18A. SEBI (Portfolio Manager) Regulations, 2020

Volume 2

Division II – Part I – Regulations under Securities Exchange Board of India Act, 1992

19.   SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

20.   SEBI (Underwriters) Regulations, 1993

21.   SEBI (Investment Advisers) Regulations, 2013

22.   SEBI (Merchant Bankers) Regulations, 1992

23.   SEBI (Stock Brokers ) Regulations, 1992

24.   SEBI (Credit Rating Agencies) Regulations, 1999

25.   SEBI (Foreign Venture Capital Investors) Regulations, 2000

26.  SEBI (Intermediaries) Regulations, 2008

27.   SEBI (Bankers to an Issue)Regulations, 1994

28.   SEBI (Research Analyst) Regulations, 2019

29.   SEBI (Foreign Portfolio Investors)Regulations, 2014

30.   SEBI (Collective Investment Schemes) Regulations, 1999

31.   SEBI (Custodian) Regulations, 1996

32.   SEBI (Self Regulatory Organizations) Regulations, 2004

33.   SEBI (Regulatory fee on Stock Exchanges) Regulations, 2006

34.   SEBI (Investor Protection and Education Fund) Regulations, 2009

35.   SEBI (Appointment of Administrator & Procedure for Refunding to Investors) Regulations, 2018

36.   SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011

37.   SEBI (Procedure for Board Meetings) Regulations, 2001

38.   SEBI (Issue and Listing of debt securities by Municipalities) Regulations, 2015

39.   SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007

40.   SEBI (Central Database of Market Participants) Regulations, 2003

41.   SEBI (Ombudsman) Regulations, 2003

42.   SEBI (Procedure for Search and Seizure) repeal Regulations, 2015

43.   SEBI (Employees’ Service) Regulation, 2001

Part II – Regulations under Securities Contracts (Regulation) Act, 1956

44.   Securities Contracts (Regulation) (Stock Exchange & Clearing Corporations) Regulations, 2018

45.   Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges), Regulations, 2006

Part III – Regulations under Depositories Act, 1996

46.   SEBI(Depositories and Participants) Regulations, 2018

Division III – Rules

1.     SEBI(Annual Report) Rules, 1994

2.     SEBI(Appeal to Central Government) Rules, 1993

3.     SEBI(Form of Annual Statement of Accounts and Records) Rules, 1994

4.     SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995

5.     SEBI(Terms and Conditions of Service of Chairman and Members) Rules, 1992

6.     Securities Contracts (Reference to the CLB)Rules, 1986

7.     Securities Contracts (Regulation) (Appeal to Securities Appellate Tribunal) Rules, 2000

8.     Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties) Rules

9.     Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000

10.   Depositories (Appeal to the Central Government) Rules, 1998

11.   Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005

12. Companies(Prospectus and Allotment of Securities) Rules, 2014

13.   Companies(Share Capital and Debentures) Rules, 2014

14.   Securities Appellate Tribunal Securities Appellate Tribunal (Procedure) Rules, 2000

15.   Securities Appellate Tribunal (Salaries and Allowances and other Conditions of Service of the Officers and Employees) Rules, 1997

16.   Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003

17.   Finance Act, 2017 – Condition of service of Chairperson and members of Tribunals, Appellate Tribunals and other authorities

18.   Tribunal, Appellate Tribunal and Other Authorities (Qualifications, Experience and other Conditions of Service of Members) Rules, 2017

Division IV – Circulars – (2018 to 2020)

Division V – Others – Important COVID 19 Notifications & SEBI (Informal Guidance Scheme, 2003

Details

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